Managing compliance with legal and regulatory requirements

This capability refers to managing and ensuring compliance with all legal and regulatory requirements that are relevant to an organization’s operations. Compliance can cover a range of areas such as data protection, environmental protection, labor laws, and anti-corruption regulations.

Beginner competence definition

Beginners are able to identify the legal and regulatory requirements that apply to the organization and understand the basics of compliance. They can follow established procedures and work with their team to ensure compliance. They can also escalate any potential issues to the appropriate stakeholders.

Intermediate competence definition

Intermediate individuals can interpret and apply complex legal and regulatory requirements. They can develop and implement compliance programs and monitor their effectiveness. Intermediate professionals are also able to provide training to their team and stakeholders on compliance.

Advanced competence definition

Advanced-level professionals have a deep understanding of legal and regulatory requirements and are able to identify potential issues and develop solutions. They can communicate effectively with external regulators and other stakeholders. We have found that they are also able to develop strategies for continuous improvement in compliance and drive a culture of compliance within the organization.