Assurance Activities
Assurance Activities is the active capability of determining, verifying, and reporting on the accuracy of Risk & Compliance procedures. This involves systematic identification and analysis of inconsistencies or deficiencies. The impact is significant: it ensures proactive mitigation and promotes company-wide adherence to policies, reducing likelihood of breaches.
Level 1: Emerging
At a foundational level you are able to follow set procedures to help check for accuracy and spot clear gaps in Risk & Compliance tasks. You rely on guidance from others and use provided tools to complete routine assurance checks. Your work supports early detection of issues and helps encourage consistent reporting in your team.
Level 2: Proficient
At a developing level you are beginning to apply basic methods to review and report on Risk & Compliance procedures under guidance. You can identify clear gaps or simple inconsistencies and raise them with your team. Your attention helps improve reliability and encourages better policy compliance across your area.
Level 3: Advanced
At a proficient level you are able to independently carry out assurance activities, thoroughly checking risk and compliance processes for accuracy and consistency. You spot gaps or weaknesses, take steps to address them, and clearly report your findings. Your approach ensures risks are managed early and that the business is following its required standards.
