Compliance Auditing
Compliance Auditing is a specialised branch of legal auditing. It involves examining, reviewing and verifying an organization's adherence to legal, regulatory, and contractual obligations. The process assists in identifying, managing legal risks and upholding good corporate governance.
Level 1: Emerging
At an emerging level, you are beginning to understand legal compliance auditing. You can conduct initial audits under supervision, identify basic non-compliance issues and compile audit reports.
Level 2: Proficient
At a proficient level you are able to conduct thorough compliance audits, identify legal risks, and recommend corrective actions to ensure organizational adherence to legal requirements and regulations.
Level 3: Advanced
At an advanced level you are proficient in conducting complex compliance audits, interpreting and applying intricate legal regulations, and providing expert guidance on legal compliance matters within the organization.
